Hkma trade reporting requirements
DTCC'S GLOBAL TRADE REPOSITORY (GTR) SERVICE IN HONG KONG. In Hong Kong, DTCC acts as a reporting agent for banks that need to report their Sign up for the GTR service that will address your compliance requirements by completing the Click here if you are reporting trade data to HKMA (Hong Kong). 15 May 2019 On 26 April 2019, the Hong Kong Monetary Authority and the Securities the use of unique transaction identifiers (“UTIs”) for the reporting obligation, The proposals will require system enhancements and modifications for 26 Apr 2019 The Hong Kong Monetary Authority (HKMA) and the Securities and Note 4: Follow-up Report on Trade Reporting Legal Barriers issued by
1 Nov 2017 registered with the SFC and engaged in internet trading will be required to implement. The new guidelines should be viewed as requirements for securities and cybersecurity risk, reviewing incident reports, and approving
6 Mar 2018 Unlike other jurisdictions in Asia, HKMA built the trade reporting solution A quick summary these requirements are in the table below. (“HKMA”) by Trade Repository (TR) Members. HKTR Reporting Requirements. Regulatory Regime. (Yet to implement fully). Interim Reporting. (In progeress). DTCC'S GLOBAL TRADE REPOSITORY (GTR) SERVICE IN HONG KONG. In Hong Kong, DTCC acts as a reporting agent for banks that need to report their Sign up for the GTR service that will address your compliance requirements by completing the Click here if you are reporting trade data to HKMA (Hong Kong). 15 May 2019 On 26 April 2019, the Hong Kong Monetary Authority and the Securities the use of unique transaction identifiers (“UTIs”) for the reporting obligation, The proposals will require system enhancements and modifications for 26 Apr 2019 The Hong Kong Monetary Authority (HKMA) and the Securities and Note 4: Follow-up Report on Trade Reporting Legal Barriers issued by As of April 1, 2019, ASIC requires that all submissions to trade repositories be made HKMA/SFC also requires all the reporting entities for the OTC derivatives of Hong Kong (SFC) introduced reporting requirements requiring certain firms,
Entities eligible to subscribe to the Trade Reporting Service are either- entities subject to mandatory reporting requirements under either the interim reporting requirements or the OTC Regulatory Regime; or . other entities at the discretion of and subject to conditions specified by the HKMA. Disclosure Framework for HKTR
Hong Kong has implemented mandatory reporting and clearing requirements for On 27 March 2018, the Hong Kong Monetary Authority and Securities Futures Currently, parties reporting a transaction to the Hong Kong Trade Repository 5 Mar 2020 It manages the Global Trade & Transaction Reporting programme, which itself Regulatory Bodies, such as HKMA, MIFID2, CFTC, EMIR, and SFTR, Product Owner(s) and project team, deliver Business Requirements, gap 27 Jun 2018 HKMA and SFC issued conclusions to a joint consultation on further the mandatory use of Legal Entity Identifiers (LEIs) in trade reporting will only This requirement will apply to the reporting of new transactions and daily
Hong Kong Monetary Authority Annual Report Half-Yearly Monetary & Financial Stability Report Quarterly Bulletin. Guide to Hong Kong Monetary, Banking and Financial Terms. Research. Research Memorandums External Publications Hong Kong Institute for Monetary and Financial Research Other Research Papers.
26 Aug 2019 In August 2013, the HKMA introduced interim reporting requirements to require licensed banks to report OTC derivatives transactions with other 13 Nov 2018 In August 2013, the HKMA introduced interim reporting requirements to a TR Member before using the Trade Reporting Service of the HKTR. The HKMA reporting requirements themselves are dual-sided – if either trade counterparty has a reporting requirement, they are obliged to submit a transaction Hong Kong Trade Reporting Requirements. The Hong Kong Monetary Authority ( HKMA) requires specified OTC derivative transactions to be reported to HKTR. (OTC Derivative Transactions – Reporting and Record Keeping Obligations) ( Amendment) Hong Kong Trade Repository website: http://hktr.hkma.gov.hk/.
HKMA’s market reform and its impact on market participants. These new requirements impact market participants in most Asian countries, including Hong Kong, Australia, Singapore and Korea. HKMA published the final rules in Q4 2014. To view the Reporting requirements, please visit our HKMA Reporting page. Last updated: 27 February 2017
DTCC'S GLOBAL TRADE REPOSITORY (GTR) SERVICE IN HONG KONG. In Hong Kong, DTCC acts as a reporting agent for banks that need to report their Sign up for the GTR service that will address your compliance requirements by completing the Click here if you are reporting trade data to HKMA (Hong Kong). 15 May 2019 On 26 April 2019, the Hong Kong Monetary Authority and the Securities the use of unique transaction identifiers (“UTIs”) for the reporting obligation, The proposals will require system enhancements and modifications for
Reporting Requirements under Phase 2 Mandatory Reporting 13 December 2016 Securities and Futures Commission . 2 Phase 2 reporting requirements HKMA Trade Repository Phase 2 Mandatory Reporting under the OTC Derivatives Regime